A
Revealing Reflection
Mirror Neurons
seem to effect everything from how we learn to speak to how
we build culture
by David Dobbs
from Scientific
American Mind, May/June
2006
______________________________________________
Sometime just before my second
child was born, I read that if you stuck your tongue out at
a newborn, he’d do the same. So in young
Nicholas’s first hour, even as my wife was still in
the O.R. getting stitched up (40-hour labor, C-section,
epic saga), I tried it. Holding the gooing, alert young lad
before me in my hands — he was no bigger than a ball
of pizza dough — I stuck my tongue out at him.
He immediately returned the gesture. I hadn’t slept
in 40 hours. I laughed till I cried.
I didn’t know it then, but Nick was showing off what
some consider both one of the greatest drivers of human
progress and one of the prime discoveries in recent
neuroscience: mirror neurons. These are neurons in key
parts of our brain – the premotor cortex, centers for
language, empathy, pain – that fire not only as we
perform a certain action but when we watch someone else
perform that action. The discovery of this mechanism, made
about a decade ago, suggests that everything we watch
someone else do, we do as well, on a mental scale. At its
most basic, this means we mentally rehearse or imitate
every action we observe, whether a somersault or a subtle
smile. It explains much about how we learn to smile, walk,
talk, or play tennis. At a deeper scale, it suggests a
common neurobiologic dynamic for our understanding of
others, the complex exchange of ideas we call culture, and
psychosocial dysfunctions ranging from lack of empathy to
autism. It makes sense of why yawns are contagious —
to why, watching Olivier fall to his knees, we feel
Hamlet’s grief for Ophelia.
For some, this explanatory power makes mirror neurons the
biggest neuroscientific discovery of the past decade.
“This completely changes the way we think about how
the brain works,” says Marco Iacoboni of UCLA, a
mirror-neuron researcher. The eminent cognitive
neuroscientist V.S. Ramachandran even ventured that
“mirror neurons will do for psychology what DNA did
for biology: they will provide a unifying framework and
help explain a host of mental abilities that have hitherto
remained mysterious and inaccessible to experiments.”
In Ramachandran’s view, mirror neurons may explain
not only how we come to learn and to understand others, but
how humans took a ‘great leap forward’ about
50,000 years ago, acquiring new skills in social
organization, tool use, and language that made possible
human culture.
Stumbling
onto the Looking Glass
You needn’t rely on big-picture speculation, however,
to see the wonder of mirror neurons. Even their basics
astonish.
The discoverers of mirror neurons, a team of
neuroscientists at the University of Parma, Italy, led by
Giaocomo Rizzolatti, Vittorio Gallese, and Leonardo
Fogassi, found them by happenstance. For a study of
premotor neuron dynamics, the three men had run electrodes
into a few individual neurons in a macaque monkey’s
premotor cortex to monitor neural activity as the monkey
reached for different objects. The eureka moment came when
Fogassi (as Rizzolatti remembers it) walked into the room
where the monkey was and reached out and picked up a
raisin. As the monkey watched, its premotor neurons fired
just as they had when the monkey had picked up the raisin.
The men could hardly believe what they had witnessed: a
sort of sympathetic, observation-driven firing of neurons
they thought fired only in action. But after replicating
that and similar experiments many times, they realized they
had discovered something new, and in a series of 1996
papers they gave the neurons their name.
Since then, the Parma team, working often with teams led by
Marco Iacoboni of UCLA, Michael Arbib at USC, and Christian
Keysers of the University of Groningen (Netherlands), has
spearheaded an effort that has greatly expanded those
findings. They’ve learned, for instance, that it
isn’t just watching someone take an action that fires
mirror neurons. Even in monkeys, mirror neurons fire if
they hear the sound of someone doing something – say,
tearing a piece of paper. And as researchers began studying
humans (using brain imaging rather than electrodes), they
found human mirror-neuron systems more robust and numerous
than those of monkeys, existing not just in the premotor
cortex and the inferior parietal areas but also the
posterior parietal lobe, the superior temporal sulcus, and
the insula — areas that correspond to our abilities
to feel empathy, understand intention, and use language.
From Action
to Understanding
Unlike monkeys, humans can and do use mirror neurons not
just to recognize actions but to directly to imitate
actions and to understand their meanings. It appears we use
mirror neurons to learn everything from our first smiles
and steps to our most suave expressions and graceful dance
moves. Likewise we use them to appreciate these things
– to feel the meaning behind a smile or to enjoy, by
experiencing it and in a sense doing it at a premotor
neural level, the touch of a hand we see laid on someone
else’s brow or the thrill of hitting a Sampras
backhand.
These functions became evident in the first round of
mirror-neuron studies in the late 1990s. Since then,
imaging studies have shown that the mirror neuron system in
humans encompasses many more areas and functions. In 1998,
Rizzolatti and University of South California’s
Michael Arbib found that one of the areas with the most
active mirror-neuron systems is the famous
“Broca’s area,” which Paul Broca found in
the 1950s to be critical for language processing.
Mirror-neuron theory began to mesh with existing language
theory that held actions to have a syntax similar to that
of spoken or signed language. It’s “Hand grasps
ball” in action, sign language, a spoken sentence,
and neural dynamics as well; language, in short, rises from
the same syntactic understanding that our mirror neurons
generate. This idea gained credence in 2005 when an
international team including Gallese and Rizzolatti found
that when people listened to sentences describing actions,
the same mirror neurons fired as would have fired had they
performed the actions described or witnessed them being
performed — a stunning abstraction of a process that
would seem to be quite visual and visceral.
The other great expansion of human mirror neuron systems
appears to be in our understanding of others’
intentions and even their emotions. Several findings have
demonstrated this, two with particular elegance.
One, described by UCLA’s Iacoboni in 2005, shows that
our mirror neurons work in elaborate sets, so that we
possess a basic set of mirror neurons corresponding to an
action’s most essential form — reaching, for
instance — that is supplemented by other mirror
neuron groups that selectively fire according to the
action’s perceived purpose. Iacoboni had volunteers
watch films of people reaching for various objects within a
tea-time setting – a teapot, a mug, a pitcher of
cream, a plate of pastries, napkins — in different
contexts. In every instance, a basic set of
“reaching” mirror neurons fired. But different
additional sets of mirror neurons would also fire depending
on what expected action was suggested by the setting
— neatly set for the beginning of tea time, for
instance, versus looking as if tea had just been finished
(pastries eaten, cup dirty) so that it looked ready to be
cleaned up. If the viewer expected the hand to pick up a
teacup to drink, one set fired; if the viewer expected the
hand to pick up a cup to clean it, another set would fire.
Thus mirror neurons seem to play a key role in perceiving
intentions — the first step not just in understanding
others but in building social relations and empathy.
Several experiments, meanwhile, have shown that mirror
neurons help us share others’ experience as reflected
in their expressions, providing a biological basis for
empathy and for the well-known contagiousness of yawns,
laughter, and good or bad moods. One of the most
convincing (and certainly the most memorably titled)
such paper is Bruno Wicker’s “Both of Us
Disgusted in My Insula: The Common Neural Basis of Seeing
and Feeling Disgust,” published in 2003. For that
paper, a European team using FMRI imaging found that
feeling disgust or seeing a disgusted look on someone
else’s face fired the same set of mirror neurons in
the insula, a part of the cortex active in synthesizing
convergent information to experience disgust and pain.
When the
Mirror Fogs
Faults in a system so central should create profound
problems. And indeed it appears that dysfunctions or
deficits in mirror-neuron systems may help account for
problems ranging from personal coolness to autism. The
apparent failure of mirror neuron systems in autism is
particularly intriguing. The cause and even the nature of
this strange, isolating condition has eluded researchers
for decades, leaving sufferers and their families and
caregivers grasping uncertainly for understanding, much
less a fix. But research suggests that an inactive mirror
neuron system may explain the failures in language,
learning, and empathy that do so much to isolate the
autistic.
The findings suggest breakdowns in both basic and complex
mirror-neuron dynamics. One study, for instance, found that
mirror neurons that fired in nonautistic people when they
watched someone else make meaningless finger movements
didn’t fire in autistic children. This suggests a
failure of mirror neurons’ most basic function, that
of recognizing others’ action. In another study,
researchers showed both autistic and nonautistic
adolescents pictures of people with distinctive facial
expressions. Both the autistic and nonautistic subjects
could imitate the expressions and say what emotions they
expressed. But while the nonautistic teens showed robust
activity in mirror neurons corresponding to the emotions
expressed, the autistic teens showed no such activity. They
understood the expressions cognitively but felt no empathy.
Whether or how these discoveries might lead to treatments
isn’t clear. Yet identifying this apparent deficit,
if the findings hold up, should prove a major advance in
understanding autism’s neural dynamics.
Reflections
Deep and Dark
Mirror neurons’ role in understanding others lies at
the heart of the deeper claims about them. Some, like. V.S.
Ramachandran, believe that this dynamic made mirror neurons
crucial in the development of the elaborate social skills,
social networks, and knowledge infrastructure we call
culture — everything from too use to Shakespeare,
collaborative hunting to hip-hop. This assertion gains
weight from language’s importance to social
understanding and the roughly simultaneous emergence of
more complex mirror-neuron systems and human cultures
roughly 5,000 to 10,000 years ago. Mirror neurons, say
proponents of this theory such as Michael Arbib, allowed
early humans to first understand crude, possibly
pantomime-like gestures, then more elaborate gestures, and
finally rudimentary language, after which the process
snowballed. As more elaborate and abstract communication
became possible, information could be spread, built upon,
and modified to create the intellectual and social dynamic
we call culture.
Mirror neurons don’t always reflect on us so kindly,
of course. Mirror neurons may reveal a new, more sinister
perspective on the dynamics of and lessons taught by
violent video games, for instance. UCLA’s Iacoboni is
pursuing studies that suggest that such games reinforce, at
a basic neuronal level, an association of pleasure and
accomplishment with inflicting harm — a dynamic it
would seem we wouldn’t want to encourage. Iacoboni
speculates that the strength of mirror neuron systems may
be great enough that imitative violence, of so reinforced,
may be harder to resist than we’d like to think.
The power of mirror neurons systems, says Iacoboni,
“suggest that imitative violence may not always be a
consciously mediated process.” – in other
words, less subject to control than we would like.
Work on mirror neurons has greatly accelerated in the last
five years and seems sure to upshift even more. Whether
Rizzolatii and Gallese, 1996, will turn out to be as big as
Watson and Crick, 1953 remains to be seen. Yet mirror
neurons already constitute one of the richest areas in
neuroscience, both intellectually and in terms of
experimental results. If their enormous explanatory power
is backed by more robust experimental results, they might
indeed become the DNA of neuroscience. And in the meantime,
mirror neurons already explain some intriguing wonders. My
young Nicholas, for instance, is now four — which is
old enough, it turns out, to stick his tongue out at me of
his own accord. I have no idea where he learned such a
thing. But at least I know how.
© David Dobbs 2006. Please get
permission if you want to publish more
than a couple paragraphs.